Certification Requirement Regarding Pooled Investment Distributions

If you are a custodian, trustee or professional investing and claiming on behalf of more than one potentially eligible claimant in a pooled investment fund or entity, you will be required to certify that any distribution you receive will be allocated for the benefit of current or former investors and not for the benefit of management. You must comply with that certification requirement even for those previously approved stock transactions for which you are not required to submit another Proof of Claim Form. A form of the required certification is attached below.

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